by Doctor Science
I'm gathering up a bunch of threads that came up in the Methos on September 11 post and answering them here.
The question, "Were New World populations significantly reduced by Old World diseases introduced after 1492?" is currently considered settled by historians, and the answer is "Yes". If this startles you, it *is* a paradigm shift from what you probably grew up learning -- but it's a really solid shift with a huge weight of evidence behind it. The best popular account is 1491, by Charles Mann; I'm on the library waiting list for 1493 and will be sure to review it here when I've read it.
From the 1993 review article by Henry F. Dobyns, Disease Transfer at Contact:
Ninety percent of the population of civilized Mesoamerica and Andean America perished by 1568. Civilized highlanders constituted the vast majority of America's precontact population. Consequently, their sixteenth century epidemiology determined the magnitude of "the worst demographic disaster ... in the history of the world."Successive waves of virgin soil epidemics from the large number of diseases common in the Old World are thought to have been especially traumatic for people who didn't have centuries of cultural experience with epidemic diseases in general. Languages wouldn't have disappeared (mostly), because *everyone* knows the language; basic food-gathering or agricultural techniques would also not be lost, because almost everybody knew how to grow or gather food.
What would have been lost is almost everything you'd call *culture*: stories, specialized skills, the more elaborate handcrafts, artistic techniques. It was a far more horrific shock than the Black Plague had been in Europe, and that was plenty bad.
The disease that gets the lion's share of blame is usually smallpox. This is for two reasons, IMHO.
First, smallpox definitely had a major effect in the densely-populated Aztec and Inka regions. This picture from the Florentine codex[1] was probably made by Native artists within a decade or so of Cortez' conquest, and undoubtedly shows smallpox:
But second, smallpox also was an extremely serious disease in Europe throughout the early Modern period, including in the royal houses. For instance, William III of England was born after his father's death from smallpox; his wife Mary II died of smallpox in 1694, without having any children. Meanwhile, in France:
This portrait shows, right to left:
- Louis the Petit Dauphin, died of measles in 1712 along with his wife and eldest son
- Louis XIV, who had smallpox in 1647 and survived to die in 1715
- Louis the Grand Dauphin, died of smallpox in 1711
- The future Louis XV, who only survived the measles epidemic that killed his parents and elder brother because
- the woman on the left of the picture, his governess Madame de Ventadour, locked the royal doctors out of the room
Away from the built-up areas, epidemics of other diseases would be more important: malaria, typhus, and other insect-transmitted diseases, or water-borne illnesses such as typhoid or dysentery. It was recently suggested that the epidemic that wiped out Squanto's people might have been leptospirosis, a bacterial infection humans get from water contaminated by rodents -- such as the rats arriving on European ships. Or it might have been bacterial or viral hepatitis, or dysentery, or something else.
Big Head Mask, created by Xario Domingos Tapirapé of the Tapirapé people, Mato Grosso, Brazil.
To give you a picture of the cultural effects, here's what happened along the Amazon River. In 1541 the Conquistador Francisco de Orellana started down a river in the mountains of eastern Peru, exploring toward the ocean. Gaspar de Carvajal was along as a priest and chronicler. As they traveled down toward what was later named the Amazon River, Orellana's expedition passed innumerable Indian communities on cultivated riverside land.
Near the mouth of the Tapajós, about four hundred miles from the sea, Orellana's ragtag force came across the biggest Indian settlement yet--its homes and gardens lined the riverbank for more than a hundred miles. "Inland from the river, at a distance of one or two leagues ... there could be seen some very large cities." A floating reception force of more than four thousand Indians--two hundred war canoes, each carrying twenty or thirty people--greeted the Spanish. Hundreds or thousands more stood atop the bluffs on the south bank, waving palm leaves in synchrony to create a kind of football wave that Carvajal clearly found peculiar and unnerving.This picture is very hard to reconcile with the image of the Amazon rainforest as primeval, indeed "virgin", sparsely inhabited by roving bands of barely-clothed natives with a timeless foraging lifestyle.
Amazonas, near Manaus, Brazil.
In the last 20 years it's become clear that Carvajal was not, in fact, just making stuff up. In particular, Michael Heckenberger and his colleagues have found that apparently trackless forest once held geometrically-planned villages and even cities. They farmed acres of man-made soil, "terra preta", built up with charcoal, pottery, and compost.
But it was all gone within the few decades after Orellana's expedition; my guess is that malaria, brought by African slaves, was even more responsible than smallpox or influenza. With 90% of the population gone, the survivors had neither the manpower, the organization, nor the will to keep working on the terra preta, to lay out their orderly villages, to survey their roads. The civilization collapsed and the jungle took it all back.
In other words, the Amazon rain forest isn't primeval at all, it's a post-apocalyptic landscape. Chris Clarke has recently pointed out that the US Wilderness Act and its official interpretation stress "natural condition," "opportunities for solitude", and "primitive recreation" in its definition of protection-worthy land, but not whether the landscape is ecologically valuable.
One can argue over whether Native techniques fostered biodiversity in general. One cannot honestly argue, however, over whether they existed. The evidence is incontrovertible. As Kat Anderson's book Tending The Wild documents thoroughly, for instance, California's "wild" landscapes were in fact the result of intensive human management. Few seriously dispute this these days: the facts are simply ignored. Native manipulation of the landscape is not counted as a "human impact" for purposes of determining Wilderness status whether the topic is individual visually prominent artifacts such as grinding rocks or artistic sites, or a broader landscape type that still bears the marks of intensive management — as an example, the "open-parklike forests" lauded by Nineteenth Century explorers that were the result of regular burning by local Native people. Indeed, the very concept of "primeval character and influence" essentially rewrites the environmental history of the landscape to exclude those human beings that may well have created that character of the landscape.And for much of the New World, the apparent "natural" state of the landscape was post-apocalyptic: a human-modified environment where 90% of the humans had recently died.
A "pristine" forest in Brazil was cleared for cattle grazing, to reveal these ancient earthworks. Despite its appearance only a few years ago, this was not the forest primeval.
[1] I was surprised to see that Bernardino de Sahagún, the Franciscan friar who wrote Historia general de las cosas de la Nueva España (of which the Florentine Codex is a copy), has never been sainted or even beatified. I'm surprised because his work to study and record the Nahuatl culture and to bring Nahuatl people into the Catholic Church was both enormously beneficial to the Church, and also truly heroic on an intellectual and spiritual plane. No-one deserves more to be the Patron Saint of anthropology.
my guess is that malaria, brought by African slaves, was even more responsible than smallpox or influenza.
Measles from Europe might be another good candidate. Arriving via Australia, this is recorded as having done for a third of the population of Fiji in 1875.
Ref:
http://www.pacifichealthdialog.org.fj/Volume%205/No1%20Emerging%20and%20Re-Emerging%20Diseases%20in%20the%20Pacific/Review%20Papers/Measles%20in%20Fiji%201875%20thoughts%20on%20the%20history%20of%20emerging%20infectious%20diseases.pdf
Posted by: chris y | September 15, 2011 at 06:01 AM
It is also worth mentioning the possibility of swine flu as a depopulation agent. David Stannard, in American Holocaust, talks about the epidemic that struck the town of Isabela in Hispaniola in 1494 and suggests that both it, and the Spanish flu, which killed maybe 50 million between 1918 and 1919, were related and Stannard quotes the Spanish historian Oveido, who was there, as saying "So many Indians died that they could not be counted" and "all throughout the land, the Indians lay dead everywhere. The stench was great and pestiferous." Ironically, a second Spanish historian, Las Casas (an interesting person worth knowing about, given the traditional emphasis of this blog on human rights), said Oveido's history was nothing but lies, which seems to be related to Donald Johnson's observation on the earlier thread of some people taking the existence of epidemics as absolving colonialism.
Posted by: liberal japonicus | September 15, 2011 at 07:38 AM
Interesting stuff, Dr. Science. An interesting question (one which has doubtless been asked many times) related to this topic is: with all the deadly diseases that Europeans brought to the New World, how is it that so few, evidently, made the journey in the other direction? We've heard about the possibility of syphilis being one such, but syphilis is quite different from typhus, influenza, smallpox, measles, etc. in terms of how fast it kills you.
Another interesting topic would be how aboriginal populations in e.g. Australia held up under similar disease introductions. I've read a bit about that but not nearly as much. It seems from what I have read that they just weren't as numerous as pre-Columbian natives in the New World, and therefore rather more widely spaced, so smallpox epidemics wouldn't have affected their populations in quite the same way. But all that is sheer speculation on my part.
Posted by: Slartibartfast | September 15, 2011 at 08:12 AM
Slarti:
Jared Diamond's thesis is that many of the virulent infectious agents common in Europe jumped to humans from our domesticated animals -- smallpox from cowpox, for example. With fewer domesticated species, such leaps were much less common in the New World.
Posted by: Scott de B. | September 15, 2011 at 08:58 AM
Guns, Germs, and Steel.
Agriculture allows diseases to migrate back and forth between humans and animals, as each build up immunity. New world agriculture was lacking in domesticated animals compared to Europe/Asia. So the Americas gave Europe syphilis, but Europe gave the Americas smallpox.
Note that European colonizers in africa didn't wipe out native populations with disease; that's because the africa was not biologically isolated from Europe/Asia.
Posted by: Snarki, child of Loki | September 15, 2011 at 09:00 AM
http://www.alternet.org/environment/151918/do_we_need_a_militant_movement_to_save_the_planet_%28and_ourselves%29/?page=entire> Aha! Agriculture is the culprit. We are doomed.
Posted by: bobbyp | September 15, 2011 at 09:14 AM
I'm at least nominally familiar with that, yes. But the question is not so much that there wasn't this wide diversity of killer diseases, but rather why there weren't any at all. Or, rather, none that were noteworthy.
Maybe the absence of such is a strong indicator that Diamond was correct. I don't think we can know for certain.
Again: I'm aware that this is not exactly a new question.
Posted by: Slartibartfast | September 15, 2011 at 09:26 AM
I also thought part of Diamond's thesis was that, due to Europe's geography and connection to Africa/Asia, there was much more travel/interaction among peoples across the three continents than there was in the Americas.
Posted by: Ugh | September 15, 2011 at 09:48 AM
Another reason why Native Americans were hit so hard with European diseases is their smaller genetic diversity, compared to people from Europe or Africa. The reason for this is the small number of people (some say no more than 80) that originally crossed over the Bering Straits and subsequently founded all Native American cultures. Less genetic diversity means less diverse immune reactions and greater mortality when encountering imported diseases like smallpox. (Good Wikipedia entries on this subject, by the way, e.g. Native American disease and epidemics and Columbian Exchange)
Posted by: is(de) | September 15, 2011 at 10:07 AM
I've always assumed the reason there wasn't much going in the other direction was that the Native Americans were less urbanized, but if they actually were quite urbanized, that explanation doesn't work. Maybe it's a matter of degree.
Posted by: Matt McIrvin | September 15, 2011 at 10:46 AM
That's an interesting idea, is(de). I hadn't considered that aspect.
I'd have guessed that there'd have been enough drift over the ensuing millenia, but perhaps that wasn't long enough.
Posted by: Slartibartfast | September 15, 2011 at 11:03 AM
The way I'd attempt to explain that, Matt, is that native populations in the Americas hadn't really domesticated animals to anywhere near the extent or duration that Europeans had. That's just a guess.
Posted by: Slartibartfast | September 15, 2011 at 11:05 AM
I believe that Diamond also notes that Europeans essentially lived with their livestock. He may have said 'live in close proximity', but I'm reminded of observations that before the Potato Famine, pigs and other livestock lived with Irish families and slept with their owners. link, which accounts for the folksong 'A pig in the parlor'. I visited a friend who lives in Kent and she took me by some of the Norman houses and you could still see the layout where what would have been the pig sty was right next to the house. Also, as wolves and bears were still common and domesticated animals quite valuable, the tendency would be to bring them inside your house at night rather than leave them outside. I'm not sure if Diamond specifically noted this, but it would account for the sophistication of Old World viruses and their absence in the New World. He does note that the potential domesticatible (if that's a word) animals, the llama and the guinea pigs were prevented from spreading because of the lowlands of Central America prevented them from being brought north.
Posted by: liberal japonicus | September 15, 2011 at 11:33 AM
Funny, the first time I went to Ireland, in 1979, I stayed with my high school friend and her Irish husband. He asked me if I had expected pigs in the kitchen.....
Posted by: JanieM | September 15, 2011 at 11:48 AM
domesticatible (if that's a word)
Jared used "domesticable" in GG&S.
But, yes, I think it was a matter of degree, Europe being more urbanized than the New World, with greater contact with animals, and greater interaction across regions and between urbanized areas. There was just a lot more intra- and inter-species sharing of disease going on in Europe than in the New World over the centuries before Europeans showed up in the New World.
is(de) | September 15, 2011 at 10:07 AM may be on to something, too.
Posted by: hairshirthedonist | September 15, 2011 at 11:59 AM
@Slartibartfast:
One possibility is that there were New World diseases but that they mostly died out when the Old World diseases came in and devastated their host populations. Diseases need to have a pool of potential hosts, ideally in a dense population, to survive and spread. When the New World host populations, i.e. the advanced New World civilizations, came down with Old World diseases with 90% fatality rates, that would have tended to kill off the New World diseases.
Then the question becomes one of why the Old World diseases were able to spread to the New World faster than the other way around. Some of that may have been luck, but a more of it is probably because that's the way the population flow went. Most of the people traveling between the Old and New Worlds at the very beginning were from the Old World, which gave a lot more opportunity for Old World diseases to spread than New World ones. The New World was exposed to a lot of Old World colonists (and their diseases) while the Old World was mostly exposed to a few New World captives brought back for show.
That dynamic was enhanced because it was basically only natives who could effectively transmit diseases from one continent to the other. Diseases tend to be incredibly virulent in a previously unexposed population. So Old World travelers could spread their diseases to the New World when they came here, but they probably would have died during their return voyage if they had been carrying a New World disease capable of causing a terrible epidemic in the Old World. Only a New World traveler would have been able to survive a trans-Atlantic journey while carrying a devastating (to Old Worlders) disease. If they tried, the probably would have wound up killing the exclusively Old World sailors on their ship, stopping the voyage.
Once epidemics started in the New World, the process was pretty much over. The Europeans started importing African slaves to replace the devastated native populations, which made the population flow even more uneven and brought more epidemic diseases to the New World. That kicked off a vicious circle of epidemic, die off, population replacement with disease carriers, and more epidemic.
Posted by: Roger Moore | September 15, 2011 at 12:08 PM
He may have said 'live in close proximity'
In the village my grandmother was born in, in northern Italy, the standard house was three floors, one room on each floor.
Top floor was where everybody slept.
Second floor was basically a living room / dining room. In other words, the room you didn't sleep in.
First floor was where the animals lived.
You cooked on an open hearth built against an outside wall.
Posted by: russell | September 15, 2011 at 12:28 PM
This spring I visited the new Native American Smithsonian and was pretty stunned to learn that the pre-disease-ravaged population of the Americas was on the order of 50 million souls.
Second, when discussing diseases that went the other way (Americas -> Europe) one would be remiss not to mention phylloxera, the "great wine blight" that nearly wiped out all of the vineyards in France, Italy and northern Spain (among other areas). (Technically a pest (not a disease) though (although the micro- vs. macroscopic thing comes into play here too).)
The famous vineyeards in the old world were only saved by grafting their vines onto Texas (!,?) rootstock, which has a natural immunity to the pest. All of your Burgundies and Bordeaux (etc.) are grown on Tx rootstock, and have been for 130+ years.
Posted by: bob_is_boring | September 15, 2011 at 01:43 PM
The way I'd attempt to explain that...is that native populations in the Americas hadn't really domesticated animals to anywhere near the extent or duration that Europeans had.
In my dim recollection of Diamond's work, it's not that North Americans hadn't domesticated animals so much as there was a distinct lack of "domesticable" (sic?) species available to be subjected to the process....horses, are an obvious example.
Posted by: bobbyp | September 15, 2011 at 04:22 PM
That was absolutely one of Diamond's points: domesticable animals and easily cultivatable food crops having high food value. Llamas might have been one of their few choices. I think the native population here in the Americas had some crops (smaller variety, IIRC) that provided decent food value, but for meat they mostly had to hunt.
Posted by: Slartibartfast | September 15, 2011 at 04:57 PM
There were several American animals that had been domesticated, but not nearly as many as Old World animals. IIRC, there were 6 domestic animals in the Precolumbian New World: llamas, alpacas, dogs, guinea pigs, turkeys, and muscovy ducks. That's a fair number, but it lacks any really big draft or riding animals. Also very significantly, the Andean and Mesoamerican cultures never had a significant agricultural exchange, so the Incas didn't have corn or turkeys and the Aztecs didn't have potatoes or llamas.
Posted by: Roger Moore | September 15, 2011 at 05:06 PM
"That was absolutely one of Diamond's points: domesticable animals and easily cultivatable food crops having high food value."
Which is one of the weakest points of his argument; I don't think this makes as big a difference as he thinks to things like technological achievement. Much more significant was the smaller size of the Americas and thus limited room for population growth.
"so the Incas didn't have corn or turkeys and the Aztecs didn't have potatoes or llamas."
The Incas most certainly did have corn -- it was one of their staples. They may not have had turkeys, but there is still debate over whether Polynesian chickens made it to South America.
Posted by: Scott de B. | September 15, 2011 at 05:29 PM
@Slartibartfast:
I think the native population here in the Americas had some crops (smaller variety, IIRC) that provided decent food value, but for meat they mostly had to hunt.
They had a pretty good crop selection. Big name new world crops include maize, potato, sweet potato, cassava, tomato, chili, squash, haricot beans, lima beans, peanuts, avocados, sunflowers, pineapples, guavas, papayas, concord grapes, and pecans. There are a bunch more that aren't as well known, certainly enough to put together very effective agriculture. Lack of really big animals was more of a problem, but AFAIK more because of their utility for farming and travel than for their food value.
Posted by: Roger Moore | September 15, 2011 at 05:31 PM
The New World had to offer some diseases, esp. in the tropics. Yellow fever among the most prominent.
But one has to consider what hosts and vectors those diseases use and whether they were suitable for the Old World. Lots of nasty diseases of Africa did not travel North. E.g. Sleeping disease to my knowledge never got a foothold in Europe (while unknown to most Malaria at times reached Scandinavia and was driven South of the Alps only in the early 20th century).
Posted by: Hartmut | September 15, 2011 at 07:10 PM
Diamond's other big point was large-scale geography. The major axis of Eurasia is oriented east-west; of the New World, north-south. Plants, animals, and innovations spread more easily along latitudes, he says, than along longitudes.
--TP
Posted by: Tony P. | September 15, 2011 at 07:28 PM
Notes in passing:
Yellow fever is, I believe, an Old World (African) disease, brought into the Americas probably through the slave trade.
Ground Zero for global pandemics since the late 20th century has been - as the movie "Contagion" apparently acknowledges - South China, where more humans live in proximity to pigs and ducks (in particular) than anywhere else in the world. I lived in Hong Kong for 18 years; we were acutely aware of this fact! Asia and Africa, in fact, seem to be the great breeding grounds for diseases; Europe, by comparison, is a piker, a minor distributor in the system.
Major epidemic diseases not only kill directly, but mess up social and economic systems badly, including those involved in the production and distribution of foods, so their impact can be horrific. OTOH, once the catastrophe is over, it may be possible - barring other contingencies, such as oppressive imperialism - to recover relatively rapidly, since the ratio of humans to natural resources like land, game, fruits and berries, is much more favorable than it was previously. We *may* be looking at sustained rates of natural increase of 1% a year or so, which implies doubling in 70 years, quadrupling in 140, etc. Thus if our timeframe is several centuries, e.g., from Columbus until the 19th century, it should not be surprising to find in many locations numbers comparable to those that existed Before The Fall, even if the "original" death toll was as much as 90%. Of course, as others have pointed out, the whole society/culture may have been radically transformed in the meantime.
Posted by: dr ngo | September 15, 2011 at 08:43 PM
I stand corrected (although the origin of the disease seems not be clear 100%).
Posted by: Hartmut | September 16, 2011 at 04:51 AM